January 15, 2018
In these 3-5 minute videos, we will be giving our perspectives on some of the ‘hot topics’ for compliance and risk functions, focusing each video on the elements that we believe are most important.
November 20, 2017
Simon Lovergrove is joined by Jonathan Herbst, our global head of financial services who has been working with a number of firms on Brexit.
October 31, 2017
We have teamed-up with Chris Sandilands, a partner from Oxbow Partners, to do a video series on InsurTech.
October 05, 2017
September 13, 2017
We will be publishing a series of short videos, highlighting our view of key hot topics that we think will resonate with compliance and risk functions.
August 04, 2017
Today, I am here with John Davison, to get his perspective on five reasons why we believe that record keeping is an important thing that firms need to consider.
The FCA has recently published its second MiFID II policy statement. How important is the policy statement?
July 17, 2017
In terms of papers that have come out of the FCA here in the UK, there was its fourth consultation paper which we saw in December last year. That dealt with tied agents and also specialist regimes under the conduct of business sourcebook.
May 31, 2017
In October 2016 the Dutch proposal for implementing MiFID II into Dutch law was published and sent to the Second Chamber for approval.
May 19, 2017