In these 3-5 minute videos, we will be giving our perspectives on some of the ‘hot topics’ for compliance and risk functions, focusing each video on the elements that we believe are most important.
February 09, 2018
On the 20th of December last, the European Commission published two legislative proposals. These legislative proposals, if adopted, would apply a new prudential regime for, so-called, “non-systemic investment firms”.
February 06, 2018
Peter Snowdon and Simon Lovegrove take a look at the PRA's recent consultation paper on branch authorisations, CP29/17, and also its Dear CEO letter.
January 29, 2018
January 15, 2018
Simon Lovergrove is joined by Jonathan Herbst, our global head of financial services who has been working with a number of firms on Brexit.
October 31, 2017
We have teamed-up with Chris Sandilands, a partner from Oxbow Partners, to do a video series on InsurTech.
October 05, 2017
September 13, 2017
We will be publishing a series of short videos, highlighting our view of key hot topics that we think will resonate with compliance and risk functions.
August 04, 2017
Today, I am here with John Davison, to get his perspective on five reasons why we believe that record keeping is an important thing that firms need to consider.
The FCA has recently published its second MiFID II policy statement. How important is the policy statement?
July 17, 2017