The FCA has recently published its second MiFID II policy statement. How important is the policy statement?
July 17, 2017
In terms of papers that have come out of the FCA here in the UK, there was its fourth consultation paper which we saw in December last year. That dealt with tied agents and also specialist regimes under the conduct of business sourcebook.
May 31, 2017
Imogen Garner discusses some of the key investor protection topics in MiFID II affecting the buy-side.
April 25, 2017
Hannah Meakin and Imogen Garner discuss MiFID II key investor protection topics affecting firms doing institutional business.
April 24, 2017
Hello everyone and welcome to the latest Financial Services video in which we discuss the recent MiFID II papers that the FCA and the UK Treasury have published.
May 12, 2015