MiFID II Academy

Webinar

September 21, 2017

The Norton Rose Fulbright financial services team is pleased to present the MiFID II Academy.

The academy comprises a series of webinars exploring MiFID II and MiFIR and the impact the new regime will have on firms operating in Europe.

We hope you will be able to join us.

Update on EU implementation 21 September
Ideas on legal and compliance documentation 19 October
Where the market has landed on key issues: markets, research, product governance 16 November
Last minute MiFID II issues 14 December

To access the previous webinar recordings set out below please contact Rebecca Haynes.

2017

  • Update on algorithmic trading, DEA and third country issues
  • Update on commodity derivative issues
  • Update on conduct issues
  • Update on EU implementation - Insight from our teams in France, Germany, Italy and the Netherlands
  • UK implementation and interpretations
  • European update on implementation
  • Update on conduct issues
  • Update on markets issues

2016

  • Implications for energy and commodity market participants
  • Considerations for Compliance functions
  • Market structures
  • Wholesale conduct
  • Markets for the buyside
  • An update on MiFID II across Europe
  • Research payment accounts and commission sharing agreements
  • Brexit - Part 1
  • Brexit - Part 2
  • Delegated Directive - Client assets and product governance
  • Delegated Directive - Inducements and research
  • Delegated Regulation - Definitions
  • Delegated Regulation - Organisational requirements for investment firms
  • Manipulation
  • Insider Dealing
  • Suspicious transaction reporting
  • Enforcement issues 
  • Market abuse in a commodities context

2015

  • Conduct issues for investment managers and advisers
  • MiFID and commodities definitions and exemptions
  • Inducements and related issues
  • Impact on third countries
  • Best execution and related issues
  • Algorithmic trading and direct electronic access
  • Conflicts of interest
  • MTFs and OTFs
  • Product governance and intervention
  • Post-trade related MiFID issues
  • Telephone recording and record keeping, and client categorisation and the consequences
  • Systematic internalisers
  • Transparency
  • Appropriateness and suitability
  • Transaction reporting
  • Update on latest MiFID II developments
  • Update on MiFID II markets issues
  • Update on microstructural issues
  • Update on MiFID II conduct issues
  • Update on MiFID II commodities issues

Contacts